Incapital supports financial advisors and RIAs in building client portfolios that benefit from the distinctive risk/reward profiles that can be created with fixed-income securities, market-linked solutions and annuity offerings.

We’re Committed to Helping You Grow Your Business

Broad diversity of investment offerings

Incapital offers a diversified slate of offerings from a variety of issuers, providing access to a wide range of underlying asset classes and products based on a particular view or targeting a specific outcome.

We are dedicated to providing financial advisors with solutions that best suit their clientele, including:

Market-Linked Products - Incapital offers an award-winning platform of market-linked notes and CDs for both primary and secondary distribution.

Annuities - in partnership with leading insurance carriers, we distribute annuities designed to fit a range of investor needs.

Enhanced support for wealth managers

From our large selection of offerings to educational and issue-specific offering documents, Incapital supports wealth managers in serving clients and building portfolios. Our product specialists are notable for their knowledge and expertise — and the broad experience that comes with working for many years with some of the most respected institutions in the financial services industry. We can also work directly with your clearing firm, custodian, bank, service agent, and/or trade execution firm to ensure smooth trading, record keeping and custody.

Commitment to advisor resources and education

We believe that we are unique in our commitment to education, information and transparency. Incapital offers an extensive online education platform for Market-Linked Products, which may qualify for CE credit within your firm. We also host conferences with our issuer partners and can provide customized educational seminars for financial advisors and RIAs.

Access to liquidity

Incapital’s secondary market trading desk may enable you to access products that have quantities and maturities not commonly available in the new issue market. While many issuers make markets in their own products and Market-Linked Products, we strive to make secondary markets in a wide range of note and CD offerings. It's important to remember that there is liquidity risk when attempting to sell prior to maturity, and the value of the investment may be worth less than the initial investment.

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