Date: 1/13/2014
Source: Incapital
Author: Incapital

Incapital and Nuveen Asset Management Announce a New Equity Unit Trust Based on Bob Doll’s 2014 Ten Predictions

Incapital LLC and Nuveen Asset Management, LLC, an affiliate of Nuveen Investments, today introduced a new equity unit trust – the Nuveen 2014 Equity Outlook Portfolio.

Incapital will serve as the trust’s underwriter and sponsor, and will offer units to the public through broker-dealers and other firms.

Nuveen Asset Management will serve as portfolio consultant, responsible for recommending a portfolio of 25 equity securities for the unit trust, based on Bob Doll’s 2014 Ten Predictions.  Bob Doll, CFA, Chief Equity Strategist and Senior Portfolio Manager, serves as a leading member of the equities investing team for Nuveen Asset Management, providing reasoned analysis through ongoing market commentary and equity portfolio management.

The Nuveen 2014 Equity Outlook Portfolio seeks to achieve its objective of capital appreciation by purchasing stocks that express the key investment themes of Bob Doll’s 2014 Ten Predictions, which anticipate potential economic, political and financial developments that may shape investment opportunities over the coming year. There is no assurance the objective will be met.

The new unit trust has an initial offering price of $10 per unit, with an anticipated offering period ending on or about April 9, 2014.  The anticipated termination date of the trust is April 10, 2015. The Portfolio is designed to offer the potential for capital appreciation for investors willing to accept associated equity market risks. Based on informed stock selection utilizing Nuveen Asset Management’s equity research platform, the Portfolio seeks to capitalize on investment opportunities not fully reflected in today’s stock market valuations.

Further information on the Nuveen 2014 Equity Outlook Portfolio, including securities selection, fees, secondary market and other risk considerations is available on



About Incapital LLC

Incapital was founded in 1999 and today is a leading underwriter and distributor of securities to 800+ broker-dealers, institutions, asset managers, RIAs and banks. The firm represents more than 300 issuing entities and has a track record of $300+ billion in underwritten securities. Further information on Incapital is available on

About Nuveen Asset Management

Nuveen Asset Management offers multi-asset investment solutions, from traditional and specialized equity to taxable and municipal fixed income. As of September 30, 2013, Nuveen Asset Management had approximately $118 billion in assets under management.

There is no assurance that a unit investment trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged. You can lose money investing in this trust. Past performance is not indicative of future results.

Although this trust’s life is approximately 15 months, this strategy should be considered as part of a long-term investment strategy and investors should consider their ability to pursue investing in successive portfolios at the applicable sales charge, if available. There may be tax consequences associated with an investment from one series to the next unless units are purchased in an IRA or other qualified tax-deferred account. Investors should consult their tax advisor or attorney to determine tax consequences associated with an investment from one portfolio to the next.

Please consider the investment objectives, risks, charges and expenses of the unit investment trust carefully before investing. The prospectus contains this and other information about this unit investment trust. To obtain a prospectus, please contact your financial advisor or download a prospectus from or the Unit Trust Offerings page of Please read the prospectus carefully before investing. Incapital Unit Trust, Series 41, is a unit investment trust that consists of the Nuveen 2014 Equity Outlook Portfolio. Incapital LLC serves as the Sponsor to the Trust.


Securities offered through and unit investment trusts sponsored by Incapital LLC, Member FINRA & SIPC, 200 South Wacker Drive, Chicago, IL 60606, Phone: 888-849-5732.  Incapital LLC and Nuveen Asset Management, LLC are unaffiliated.   Nuveen Asset Management, LLC is a registered investment adviser and subsidiary of Nuveen Investments, Inc. The Nuveen name and logo are registered marks of Nuveen Investments, Inc.  Nuveen Asset Management, LLC provides the trust with portfolio consulting services.  Nuveen Securities, LLC has entered into a non-exclusive marketing agreement with Incapital LLC.

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