Date: 3/9/2015
Source: Incapital
Author: Incapital

Incapital Strengthens Wholesale Platform for Market-Linked Products Products

Incapital, a leading underwriter and distributor of securities to financial professionals, today announced the expansion of its platform for the distribution of Market-Linked Products products. With a 50% increase in direct-to-advisor wholesaling anticipated for this year, Incapital will expand offerings of structured notes and market-linked CDs from leading issuers into new distribution networks.

“This is a natural evolution of Incapital’s long-standing position as an industry leader in offering Market-Linked Products,” said John DesPrez, CEO of Incapital. “We are pleased to be able to offer an innovative range of products to additional advisor networks and their clients.”

Founded in 1999, Incapital underwrites and distributes investment products to over 800 broker-dealers, institutions, asset managers, RIAs and banks. The firm represents over 300 issuing entities and has underwritten $350+ billion in securities.

Incapital has extensive expertise in the underwriting and distribution of structured products. It has been awarded 'Structured Products Distributor of the Year' award 7 of the last 10 years by Structured Products Magazine. In addition, Incapital’s website is considered among the leading educational resources for financial professionals. 

“The expansion of our wholesaling initiatives will provide market-linked products to thousands of additional investment professionals,” said Mr. DesPrez. “Through our partnerships with structured note and market-linked CD issuers, financial advisors will have new opportunities to access Market-Linked Products designed to be customizable to help them meet their client’s investment goals. Financial advisors nationwide have access to an industry-leading distribution and educational platform.”

To learn more about Incapital’s Market-Linked Products offerings and educational resources, please visit

For media inquiries, please contact Kris Kagel, JCPR, at 973-850-7312 or

About Incapital

Incapital LLC is an underwriter and distributor of a wide range of investment products offered to financial professionals. Incapital partners with financial institutions to provide a leading distribution platform which includes fixed income, unit trusts, annuities, market-linked CDs and equity hybrid securities. For more information, visit

Investing involves the risk of loss and any financial product sold prior to maturity may be worth more or less than the original amount invested. The information contained herein does not constitute an offer to sell or a solicitation of an offer to buy securities. Investment products described herein may not be offered for sale in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful or prohibited by the specific offering documentation.

©2015 Incapital. All rights reserved. Securities offered through, and unit investment trusts sponsored by Incapital LLC, Member FINRA/SIPC. Annuities and insurance products offered through Incapital Insurance Services LLC, Member FINRA/SIPC. 200 South Wacker Drive, Chicago, IL 60606.