New Issues*

JP Morgan Chase
Single Observation Auto-Callable 09/15/2011

Royal Bank of Canada
Classic 03/14/2011

Wells Fargo Bank, N.A.
Participating Index Linked 03/31/2015

Union Bank, N.A.
Participating Index Linked 09/29/2015

JP Morgan Chase Bank, N.A.
Participating Index Linked 03/31/2016

Union Bank, N.A.
Participating Index Linked 09/29/2016

Wells Fargo Bank, N.A.
Participating Index Linked 09/29/2017

Harris National Association
Digital Accrual 09/30/2025

Union Bank, N.A.
Cliquet 03/31/2014

Union Bank, N.A.
Cliquet 09/29/2014

Citibank, N.A.
Income Generator 09/21/2016

JP Morgan Chase Bank, N.A.
Income Generator 09/30/2016

JP Morgan Chase Bank, N.A.
Income Generator 09/29/2017

Goldman Sachs Group, Inc.
Participating Index Linked 09/28/2017

JP Morgan Chase
Yield Curve Steepener 09/15/2025

Bank of America Corp.
Yield Curve Steepener 09/23/2030

Citigroup Funding, Inc.
Fixed to Floating Rate 09/28/2015

Bank of America Corp.
Range 10/01/2020

Goldman Sachs Group, Inc.
Range 09/22/2020

Bank of America Corp.
Income Generator 10/01/2015

Goldman Sachs Group, Inc.
Step-Up Callable 09/17/2020

Morgan Stanley
Step-Up Callable 09/22/2020

Citigroup Funding, Inc.
Step-Up Callable 09/15/2025

Goldman Sachs Group, Inc.
Step-Up Callable 09/17/2025

Bank of America Corp.
Step-Up Callable 09/16/2030

JP Morgan Chase
Buffered Return Enhanced Note 09/28/2012

JP Morgan Chase Bank, N.A.
Participating Index Linked 03/31/2015

JP Morgan Chase Bank, N.A.
Income Generator 09/30/2013

Goldman Sachs Group, Inc.
Buffered Return Enhanced Note 03/28/2012

JP Morgan Chase
Buffered Return Enhanced Note 03/30/2012

Royal Bank of Canada
Buffered Return Enhanced Note 03/14/2012

*Please see important disclaimers regarding these offerings.

Structured Investments

Structured investments link fixed income notes and CDs to the performance of equities, commodities, currencies or other assets.  They may offer full or partial principal protection, pay a variable amount at maturity, or pay a coupon linked to a specific security or index with principal at risk.

The customized risk and return profiles of structured investments can be suitable for many portfolios.  Incapital offers a wide range of structured investments which are often open for a two to three week offering period.

Financial professionals may obtain more information including current offerings by calling (800) 327-1546.


Please consult your financial advisor prior to investing any money in these or other products. These products are offered through many but not all broker-dealers. This information does not constitute an offer to sell or a solicitation of an offer to buy the securities, nor shall there be any sale of those securities, in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful. Certain products are offered by prospectus or offering circular only. Product suitability must be determined for each individual investor.

Bonds & CDs