IMPORTANT LEGAL INFORMATION PLEASE READ THE FOLLOWING TERMS AND CONDITIONS CAREFULLY. BY ACCESSING THIS SITE AND ANY PAGES IN IT, YOU AGREE TO BE BOUND BY THESE TERMS AND CONDITIONS. IF YOU DO NOT AGREE TO THESE TERMS AND CONDITIONS, DO NOT ACCESS, VIEW OR USE THIS SITE OR ANY INFORMATION CONTAINED HEREIN.
General Information The information provided on this site or in any communication containing a link to this site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject Incapital LLC, its affiliates, or issuers to any registration requirement within such jurisdiction or country. This site has been designed for informational purposes only. Nothing contained herein constitutes a solicitation or offer by Incapital LLC or its affiliates to buy or sell any securities or other financial instruments or provide any investment advice or service. Neither Incapital LLC nor any of its affiliates intend to provide investment advice through this site and they make no representation that any described securities or services are suitable for any investor. Incapital LLC does not render tax or legal advice, and nothing contained in this site should be construed as such.
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Incapital LLC is a leading underwriter and wholesale distributor in several product classes. For further information on Incapital awards and current league tables, please contact us.
Notice to Non-US Persons This site is published in the United States for residents of the United States. The site is not intended for use by, or to provide information to, persons outside the United States and such persons should not rely on the information contained in the site. Incapital LLC reserves the right to require proof of residence from any user accessing and requesting information from the site. Investors outside the United States may be subject to securities or tax laws within their jurisdictions that are not addressed on this site.
Nothing contained in this site shall be construed as a solicitation to buy any security or an offer to sell any security, product or service to any non-US investor, nor shall any such security, product or service be offered or sold in any jurisdiction where such activity would be contrary to local laws or subject Incapital LLC to registration within such jurisdictions. Some securities, products or services may not be available in all jurisdictions.
Disclaimer of Warranty and Limitation of Liability The information on this site is provided 'AS IS.' Incapital LLC does not warrant the accuracy of the materials provided herein, either expressly or impliedly, for any particular purpose and expressly disclaims any warranties of merchantability or fitness for a particular purpose. Incapital LLC will not be responsible for any loss or damage that could result from interception by third parties of any information made available via this site. Although the information provided on this site is obtained or compiled from sources we believe to be reliable, Incapital LLC cannot and does not guarantee the accuracy, validity, timeliness or completeness of any information or data made available for any particular purpose. Neither Incapital LLC, nor any of its affiliates, directors, officers or employees, nor any third party vendor will be liable or have any responsibility of any kind for any loss or damage that may be incurred in the event of any failure or interruption of this site, or resulting from the act or omission of any other party involved in making this site or the data contained therein available, or from any other cause relating to access to, inability to access, or use of the site or these materials, whether or not the circumstances giving rise to such cause may have been within the control of Incapital LLC or of any vendor providing software or services support. In no event will Incapital LLC, its affiliates or any such parties be liable for any direct, special, indirect, consequential, incidental damages or any other damages of any kind even if Incapital LLC or any other party have been advised of the possibility thereof.
USA PATRIOT Act: Foreign Banking Clients and Customer Identification Program In response to the terrorist attacks on September 11, 2001, the US Congress passed the USA PATRIOT Act. Parts of this Act apply to the financial services industry and require certain financial institutions to request specific information from foreign banks on a “certification” form. Also as part of the USA PATRIOT Act and to assist in the government’s fight against terrorist financing and money laundering, Incapital LLC is required to obtain and verify information about the identity of our clients. Because of this, when you open an account at Incapital LLC, we will ask for information that will allow us to confirm your identity or the identity of your corporation, partnership or other entity. This process may include a request to see to your driver's license, passport, corporate papers or other identifying documents.
We know you share our commitment to this effort and appreciate your cooperation in helping us fulfill this important obligation.
Copyright and Trademarks The entire content of this site is subject to copyright and trademark protection with all rights reserved. No information contained in this site may be reproduced, transmitted, displayed, distributed, published or otherwise used for commercial purposes without the written consent of Incapital LLC. Brand names, product names, trademarks and service marks appearing in this site are the property of their respective owners.
The Incapital MuniNotesSM program allows issuers the opportunity to access individual investors in a timely and cost-efficient manner. The Incapital MuniNotesSM platform offers States and Municipalities a long term solution for reaching a core retail investor base.
Electronic Links This site may contain links to other Internet websites that are beyond the control of Incapital LLC. Such links are provided for your convenience. Incapital LLC assumes no responsibility for the accuracy, completeness, timeliness, suitability or legality of the content of any such websites, or for any products or services that might be offered therein.
Electronic Communications This site may permit you to communicate electronically with Incapital LLC for certain purposes. Please do not use this facility to attempt notice of any time-sensitive or legally significant event, request or instruction. Incapital LLC assumes no responsibility or liability for any actions taken or any omissions to take action as a result of any such electronic communications.
Choice of Law Users of this site shall be bound by all applicable laws of the United States and the State of Illinois. The appropriate Illinois federal or state court shall have exclusive jurisdiction over any action or dispute arising from this agreement or relating to this site.